Compliance experts and AI, working together.
Each needs the other. Compliance professionals design and oversee your programme, with advice on demand, while AI handles the routine work, for a more efficient compliance function.
The compliance platform for asset managers
Compliance experts meet AI.
AI alone cannot meet regulatory requirements. Hera AI combines experienced compliance officers with AI automation, so you don’t have to choose between the two.
Compliance, made simple.
Hera AI explains every requirement and deadline in simple steps, so senior management understands what is needed and takes the right business decisions.
What Hera AI does
Your whole compliance programme, in one place.
Calendar and monitoring
Every deadline in view, any day of the year, with monitoring built in.
Marketing review
Fast compliance review of pitch books, factsheets and investor materials.
Policy management
New policies drafted where needed; the full suite refreshed annually.
Regulatory change alerts
New requirements flagged as soon as the regulator publishes them.
PA dealing, gifts, whistleblowing
Pre-clearance, registers and reporting in one place.
Conflicts of interest
Logged by deal teams, managed and fully documented for the regulator.
Built to avoid over-hiring
Stop over-hiring.
Know exactly what your business needs from compliance, so you take the right decisions. Automate what can be automated, and keep expert judgement where it counts.
Why Hera AI
Tailored, risk-based compliance
Proportionate to your firm’s size and risk profile, from smaller managers to larger, established firms.
One system of record
Every obligation, decision and record in one place. No more spreadsheets, trackers or email chains.
Continuity of knowledge
Records, decisions and history stay with the firm when key people leave.
Scales with your firm
As you grow, launch funds or enter new markets, your programme is updated to match.
Ready for the regulator, any day of the year.
Regulators expect firms to be cooperative and to respond promptly. Taking a preventative approach, Hera AI keeps records, decisions and evidence up to date, so the firm can respond without delay.
How it works
You onboard. We build your programme and handle the monitoring.
- 1
Onboard
Tell us about your firm, funds and activities. That is all we need from you.
- 2
Tailor
Compliance professionals assess your risk level and design a complete, proportionate programme.
- 3
Automate and support
AI runs the routine work, overseen by our compliance team, with advice on demand.
Request a demonstration
See Hera AI in action.
Get in touch to arrange a demonstration tailored to your firm.
Eugenie de Clauzade
Hera AI
Or email Eugenie directly
eugenie@heraadvisors.com